. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing
compromise business opportunities.The SEC is therefore proposing to amend the IPO regulations by clarifying the issuer’s qualification of non-involvement in an illegal business to ensure clarity and
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
Management Discussion and Analysis Yearly Ending 31 Jan 2021 14/12/2020 18:21 Management Discussion and Analysis Quarter 3 Ending 31 Oct 2020 (amend) 14/12/2020 17:35 Management Discussion and Analysis Quarter
SEC is proposing to amend the SEA in the part related to the preparation and submission of interim financial statements of listed companies. The amendment would allow SEC to have more flexibility in
necessary, the SEC Office upon approval of the SEC may revise or modify the operating plan; in such regard, the provision in the first paragraph shall be applicable, mutatis mutandis. The operating plan of
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3ASEC_News&start=20&rows=10 21 - 30 of 86 results Sort by: Relevance Date (Newest) Date (Oldest) SEC orders KC to amend financial statements
Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on derivatives; Whereas this Act contains certain provision relating to the restriction of
submission of a request to increase credit line only five days after trading of securities. A number of trading orders were sent with high volumes during a certain period of time without sources of the orders