regulator with cooperation when he was the CEO of IB Securities Co., Ltd. (former name of APEX Securities Co., Ltd.). Details can be summarized as follows: 1. The securities company had organization
discussion include Datuk Ranjit Ajit Singh, Chairman of the Securities Commission, Malaysia, Mr. Pyoung-ho Shin, Executive Director of Korea Exchange Inc., and Mr. Pongsak Lothongkom, CEO of SVI Plc. The other
speakers. Dr. Bandid, the President and CEO of the Thai Institute of Directors Association, discussed interesting ideas on raising awareness on corporate governance in regional capital markets, while Mr
, which was due on 17 April 2018. EARTH is now required to clarify and publicly disclose the information within 60 days after the bankruptcy court grants a permission for the plan preparer to assess the
Bangkok, November 21, 2013 ? SEC has reintroduced mobile application ?start-to-invest III?, providing asset allocation feature to assess risks and expected returns, and channel to a variety of
an emphasis on key warnings, and (2) requiring a test of investors’ knowledge before first-time investment to assess investors’ investment suitability, which can be used as a tool for the seller to
investment unit sellers to assess risk tolerance of each client and and give investment advice suitable for the client ' s risk appetite. Any client wishing to invest in a mutual fund which bears higher risks
transitional provisions, to ensure their digital asset business operations before 14 May 2018 and this information will be disclosed on SEC website: www.sec.or.th/digitalasset.SEC Board will assess
Microsoft Word - 3. Financial Position and Operating Performance of Q'1-2017 Our Ref: CEO 016/2017 15 May 2017 Subject Clarification on First Quarter’s Operating Performance (1/2017) Attn. To The
informed accordingly. Yours sincerely, ______________ Mr. Yeap Swee Chuan President & CEO