Notification (1) to revise the qualifications of the applicant for investor contact such as educational background, relevant work experience, and focus on the passing of course on relevant business knowledge and
Attachment 3: Details of heads of internal audit and compliance units Attachment 4: Details of asset appraisal Part 1 Business Operation 1. Policy and business overview Provide an overview on the background
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
oversight authority Are you currently a registered auditor in your home jurisdiction with an audit oversight authority? Yes No If yes, please state the – Name of the authority Your Registration number Contact
. Areewan Aimdilokwong, SEC Assistant Secretary-General2. Mr. Nantapong Chiralerspong, MOC Inspector General3. Ms. Pamornwan Siengsuwan, SEC Assistant Director of the Financial Reporting Oversight Department
Activities in Securities and Digital Asset Trading” and “Overview of Digital Asset Oversight.” Representatives from the Enforcement Department 1 and the Digital Asset Enforcement Department delivered the
renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international
fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor