. Char NMG S ale of Land uyer eller elationshi acteristics o tructure bef (2) buyer w as parti Compa between Compa (if any) and structu The winning NMG (1) ordinary (2) buyer w as parti Compa between Compa

ลักลอบเขามาใชระบบ (unauthorized usage) และการสรางรายการปลอม (Fabrication) เชน การสรางรายการซื้อขายหลักทรัพย - 6 - ปลอมโดยแอบอางวาเปนคํ าสั่งซื้อขายของลูกคา ซึ่งมีผลกระทบตอความมีตัวตนที่แทจริง

20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...

issues and accounting transactions completely. In various cases, inspection on auditors’ workpapers led to in-depth inspection concerning fraud and accounting fabrication of listed companies. Following the