ก.ล.ต. เปิดรับฟังความคิดเห็นแนวทางการสนับสนุนผู้ให้บริการให้คำปรึกษาด้านการวางแผนทางการเงินที่มีคุณภาพ ประชาชนเข้าถึงได้ ภายใต้โครงการ ?Wealth Advice for All? ซึ่งเปิดกว้างให้ผู้ประกอบธุรกิจทั้งราย
ถึงได้ (wealth advice for all) หลักการและเหตุผล แนวทางการออกหลักเกณฑ์เกี่ยวกับการให้บริการคำแนะนำและวางแผนทางการเงิน (wealth advice) ภายใต้โครงการ Wealth Advice for All ซึ่งผลักดันให้คนไทยตระหนัก
operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and
standards and assured by SEC-approved auditor.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to submit comments
standards and assured by SEC-approved auditor.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to submit comments
requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or
foreign investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and
investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and experienced
3. Mr. Steven or Steve Entwistle.- Mr. Steven or Steve Entwistle.- as Managing Director, the representative office solicited the foreign investors to make investments according to Gilt Edge’s advice
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment