No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By virtue of Section 3 and

Securities and Exchange Commission No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By

financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the

ก.ล.ต. เปิดรับฟังความคิดเห็นแนวทางการสนับสนุนผู้ให้บริการให้คำปรึกษาด้านการวางแผนทางการเงินที่มีคุณภาพ ประชาชนเข้าถึงได้ ภายใต้โครงการ ?Wealth Advice for All? ซึ่งเปิดกว้างให้ผู้ประกอบธุรกิจทั้งราย

ถึงได้ (wealth advice for all)      หลักการและเหตุผล แนวทางการออกหลักเกณฑ์เกี่ยวกับการให้บริการคำแนะนำและวางแผนทางการเงิน (wealth advice)  ภายใต้โครงการ Wealth Advice for All ซึ่งผลักดันให้คนไทยตระหนัก

Issuing secured bonds and appointing a qualified bondholders’ representative can enhance investor protection, especially in the event of a default in debt securities crowdfunding. However, the

operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and

requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or

foreign investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and

investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and experienced