have strategically succeeded. Nonetheless the company will continue to adjust itself toward fully digital format, for its further growth and sustainability. In the first quarter of the fiscal year 2019

, and encouragement would be given to business operators to be able to adjust and expand their business.  Accordingly, SEC will give priority to the participation of the business sector in giving

, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without

audit firm;   (2)  To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the

Cement 11:05 – 11:45 Next steps – How to foster more effective collaboration between the private sector and the financial market to scale up sustainable financing as businesses adjust to environmental

and Exchange Commission, Thailand (SEC) is responsible for regulating the capital market and securities businesses in Thailand. The SEC was established in 1992 under the Securities Exchange Act B.E

) B. Direct&Supervise&Review B Direction, supervision and review responsibilities: Firm's Reference /Guidance Notes Description 1 Has the firm established policies and procedures for direction and

functions are performed for any third parties or for the trustee, securities companies, commercial banks or financial institutions established under specific law, and shall include the person performing duty

institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of

supporting documents and report to The Bank of Thailand per established conditions. 2. NR is allowed to use Thai Baht obtained from the transactions per item 1 as underlying funds for purchasing of foreign