Securities and Exchange Commission (SEC) in collaboration with the Stock Exchange of Thailand (SET) and the Thai Institute of Directors (IOD), has organized a webinar on the topic, “Preventing, Deterring and
), Asian Corporate Governance Association, and the Codes of Corporate Governance of some countries, e.g., Australia and the UK. The ACGS assessors are Domestic Ranking Body (DRB) for each country, which in
the making of a complete list of the shareholders whose names are in the register on the record date. Q: Is the register closing for dividend payment based on the record date concept as well? A: Under
rights). A Trust for high net-worth investors vs retail investors Key provisions in the regulations governing Infra Trust regarding high net-worth investors and retail investors are summarized as
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
take further inspection on the case. The Capital Market Supervisory Board may issue notification determining type of suspicious circumstances for auditor to use as guidelines in auditing company's
Stock Exchange of Thailand Following the initial public offering, securities can be traded in the secondary market once the issuer has applied for and been granted approval by the SET. Roles of the Stock
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
potential negative impacts on the environment and society. (Thai businesses participating in the programme include Thai Life Assurance Plc. and Tisco Bank Plc. Investor PRI (Principles for Responsible
Stock Exchange of Thailand Following the initial public offering, securities can be traded in the secondary market once the issuer has applied for and been granted approval by the SET. Roles of the Stock