representative as designated by the management company. 11 Chapter 3 Power of the SEC Office regarding Issuance of Orders or Regulations ___________________ Clause 16 In addition to the specific provisions hereof
……………………………….…….………. Detail of such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of
such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of the
and the regulation prescribed by the securities company under this notification. Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any
28 February 2005. (Translation) -8- Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any rules, conditions and procedures in details
. (Translation) -8- Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any rules, conditions and procedures in details concerning the provision of
person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by
any natural person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has
by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by and registered with
the management company has held the share of such person (c.3) Person in which the director, the manager or the person with power of management of the management company who has held shares exceeding