document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify, and apply the scope and intensity of the procedures mentioned in
, and apply the scope and intensity of the procedures mentioned in Clause 9 (1) and (2) for each client in accordance with the client’s level of risk associated with money laundering (risk-sensitive basis
Disposal of Assets. From calculation the transaction found that size of transaction according to Net Tangible Assets Basis is highest equivalent to 22.49%, which the scope of transaction type 2. The Company
control measures are suitable to the risks and specific characteristics of the organization such as the environment; the work complexity, the characteristics of work, the scope of the operations, and other
and, at a minimum in the short term, by 2030 to achieve global net zero emissions by 2050 or sooner with no or limited overshoot within 12 months of making a net zero commitment. Set Scope 1 and 2
within the scope of duties of capital market personnel. The said actions of both executives were in violation of Section 283 of the SEA, which was the result of the company committing an offence under
time; (2) scope of responsibility in the position of such person in accordance with the laws or as assigned by the board of directors and; (3) qualification, knowledge, capability, and experience
) “the management of the trust shall be undertaken by the trustee and the trust manager appointed by the trustee under this instrument within the scope of responsibilities prescribed by the stipulations
experience. These initiatives run on a regular basis with a wide range of topics discussed including investor rights, product characteristics and investment risk of various kinds. These efforts are expected to
investors to invest in a diverse range of securities products. By requiring that all types of securities offering to high net worth investors be proceeded through intermediaries, the proposed revision would