director, or any person who holds a position equivalent to any of the above regardless of the title, and includes any person who has full or partial authorization under an agreement of management; “affiliate
Post Authorization Compliance Issues of SFC-authorized Unit Trusts and Mutual Funds. 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong 香港鰂魚涌華蘭路 18 號港島東中心 54 樓 +852 2231 1222 www.sfc.hk Page
sales networks, without the Group's consent and in ways that could damage the global brand image. Counterfeiting and parallel distribution have an immediate adverse effect on revenue and profit and the
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...
staff to consent to and accept the employee welfare policy and any other benefits prescribed by the Purchase. 3. NML has prepared the financial statements for the accounting period ended 31 December 2017
เจ้าของ ข้อมูลนั้นจริง 3. ควรก าหนดมาตรฐานการยืนยันตัวตนของลูกค้าที่แน่ใจว่า ลูกค้าเป็นผู้ให้ consent ในการขอโอนย้ายข้อมูล และไม่ถือ เป็นความผิดของผู้ให้ข้อมูลหากด าเนินการตามที่ลูกค้าสั่งการ และขอความ
-issued convertible debentures whereby a debenture holder’s representative has been arranged, the SEC Office shall be deemed to have granted consent to the approved company to appoint the person to be
meet national and local licensing and approval processes. This might include Development Consent Orders, Environmental Impact Assessments, Vulnerability Assessments and associated Adaptation Plans. Table