market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
meeting clearly in that letter. The board of directors must arrange a shareholders' meeting within one month from the date of receiving the letter from the shareholders. The general meeting of the company
coordinating and contacting with any person including receiving documents, orders, warrants, or any documents related to the foreign entity, and can demonstrate that such person will be able to perform the
the frequency and manner of receiving communications, the client’s risk profile and investment, the size and scope of the overall client relationship with the Firm, as well as legal and regulatory
institutions of THB 300 million and the receiving of dividend from TEX amounting to THB 91 million; and 3 ) Cash Flow spending for financing activities of THB 559 million, which was from annual dividend payment
Minister for grant of securities business license and the Minister shall complete his consideration for issuance of securities business license within sixty days from the date of receiving the SEC’s
which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within
receiving a request by the other securities companies within a reasonable period; (3) informing the client and the person who has power to instruct the orders for securities trading for the client’s account