UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 32/2559 Re: Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories By virtue of Section 16/6, Section 223/3, and Paragraph 2 of Section 228 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securi...

notifications as defined by Clause 40, which are applicable before this Notification comes into force, shall remain in full force to the extent that they are neither inconsistent with nor contrary to the

these matters. 6.2.1 Conflicts of interest Conflicts arise where the interests of an agent are contrary to the interests of their client(s) or beneficiaries, or indeed where the interests of different

market during November to December 2018, as there was an excess supplies in the market, and demand was lagged in various countries around the world. On the contrary, in 2018 there was an inventory gain of

UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...

fund scheme The change and amendment to the mutual fund scheme as a result of the resolution of the unitholder should not be contrary to the laws and related rules in which the management company should

completeness of the prospectus 5. Change and amendment to the mutual fund scheme The change and amendment to the mutual fund scheme as a result of the resolution of the unitholder should not be contrary to the

Dubai crude oil price increased from the previous quarter, however, during early August through early September 2019 crude oil price severely declined. In the contrary, there was an inventory gain in Q3

investors. However, the underwriter is required to purchase those shares at a later date, resulting in higher demand when share price is below initial public offering price. In contrary, higher number of

(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...