advice, to enhance confidence and protect interest of investors. The recommendation is in line with the United States’s Sarbanes-Oxley Act 2002 (Section 201) .
provision is to ensure that CFOs and chief accountants will consistently enhance their knowledges and competency. In this connection, the SEC issued a practice guideline in attending the training sessions as
proposed to enhance investor education and effective disclosures. 14 Survey on the profile, trading experience and knowledge level of investors Investor education on SFC’s website - www.InvestEd.hk
Integrity and Transparency Assessment 2024 SEC amends regulations related to requirement of minimum number of auditors in the capital market in an audit firm to enhance the overall strength of audit firms in
regulatory amendments to enhance trading orderliness measures SEC public hearing on draft ministerial regulations and draft regulations on securities and derivatives business licensing SEC files a criminal
schemes. The idea is to attract more savings in quality stocks under professional management which will enhance market stability. Finally, work on international cooperation became more deeply etched. We
securities companies to strengthen their competitiveness by establishing business alliance and network with foreign counterparts and to enhance their offshore experience by gradually allowing them to make
changing international accounting principles. In developing market infrastructure to enhance local players' competitiveness on the global arena, the SEC encouraged securities companies to initiate novel
and approval To motivate the personnel’s dedication to their work, to enhance the employees’ spirit of ownership in their organisation and to ensure the efficient and sustainable growth of business