extinguish. In contrast, in case of the failure to make the payment in full, the SEC shall file a petition with a civil court for enforcement in accordance with the letter of consent. On the other hand, where
market investment consultant of Finansia Syrus Securities PCL. The suspension was also imposed on {E}, a former executive of UOB Kay Hian for failure to supervise in order to prevent his subordinates from
inaccurate and false preparation of such records. The misconduct of the executives and their associates above is liable to legal offences as follows: The persons in (1) and (2) are liable to failure to
failure to comply with the Notification of the Capital Market Supervisory Board.** SEC has therefore prohibited Prapai from performing duties as branch manager in charge of capital market business and
operating digital asset business in the category of digital asset exchange without license, which is a violation of, or failure to comply with, Section 26 and is liable to criminal sanction under Section 66
1: Exemption from the Book-Closing Date for a period of less than 14 days before the bondholders’ meeting without the bond issuer being considered failure to comply with the terms and conditions; and
Tiger’s strong presence and excellent reputation, we hope to serve SMEs in providing quality services to help them with payroll compliance work at affordable rate. T.662 636 6999 F.662 646 4200
ระดับ ดังนี้ (1) ผลปฏิบัติงานดีเยี่ยมอย่างชัดเจน (Excellent) (2) ผลปฏิบัติงานดีมาก สามารถปฏิบัติงานได้เกินความคาดหวังของระดับตำแหน่ง (Over-Expectation) (3) ผลปฏิบัติงานเป็นที่พอใจ (Satisfactory) แบ่ง
Affairs Department Email: jittikar@sec.or.th Tel: + 66-2033-9671 Documents SHARE : Related News SEC receives excellent score in the Corruption Risk Management Systems Assessment 2023 and higher score in the
ระดับ ดังนี้ (1) ผลปฏิบัติงานดีเยี่ยมอย่างชัดเจน (Excellent) (2) ผลปฏิบัติงานดีมาก สามารถปฏิบัติงานได้เกินความคาดหวังของระดับตำแหน่ง (Over-Expectation) (3) ผลปฏิบัติงานเป็นที่พอใจ (Satisfactory) แบ่ง