shareholdings (Record Date) on September 7, 2017, and the date to collect the names of shareholders under Section 225 of the Securities Act by closing the share register book on September 8, 2017. However, the

complete and accurate application and evidentiary documentation as prescribed in the Licensing Manual for the Public, the SEC Office shall ascertain the facts [declared in the application] in accordance with

Activity_Report_62En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 Contents Executive Summary 02 42 45 19 30 04 08 14 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in d...

continuance process. The SEC believes that it is important that the audit firms establish a set of effective policies and procedures to collect information on conflicts of interests disclosed by shareholders

over the years, and market participants are not always aware of current requirements or best practice. The SEC is not fully independent of the government, and cannot bring civil actions or collect

days from previous year. The result came from the average period of time to collect debt that was shorter while the period of paying debt was longer. As the value amount of current assets was Baht 737.71

short sale; (4) collect the information and evidence of each client in a separate folder which shall be updated on a regular basis; (5) review the client’s limit under (1) at least once a year or upon any

supporting documents of the meeting of the Board of Directors, may be delivered via electronic mail. In this connection, any persons who have a duty to convene the meeting shall collect copies of the notice of

the meeting shall collect copies of the notice of the meeting and the supporting documents as evidence, whereby they may be collected in a form of electronic file. In the event the Board of Directors

during the period and ( ii) Baht 796. 93 million from the Legal Execution Department during the period which resulted from the Company’ s policy to proactively continue to collect cash from auction sales