Exchange Act B.E. 2535 (1992) (SEA). 2 Local intermediary means an entity licensed to undertake securities business in the category of securities brokerage, including a securities company licensed to
Securities and Exchange Act regarding reporting results of the sale of securities) or (C) the issuers are not complying to the conditions or obligations required for approval as disclosed in the filing
the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust for Transactions in Capital Market Act B.E. 2550 2. Securities and Exchange Act. B.E 2535. Acquisitions of real
&NewsYear=2024&Lang=EN - SEC News No. 227/2023: SEC orders Zipmex to rectify its net capital position and act in the best interest of clients, issued on 25 November 2023: https://www.sec.or.th/EN/Pages
โดยออก interpretive guidance เป็น แนวทางแก่ public companies ในการเปิดเผยข้อมูล climate change ใน 10-K Form - Australia: National Greenhouse and Energy Reporting Act ก าหนดให้ธุรกิจ energy production
funds effectively act as de facto indexers, delivering returns that are very similar to the market. 3. The majority of capital is allocated to stocks with large market capitalization, and growth stocks
. https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10450&NewsNo=13&NewsYear=2024&Lang=EN . - SEC News No. 227/2023: “SEC orders Zipmex to rectify its net capital position and act in the best interest
at @SecComMy for more updates. About SEC, Thailand Established on May 16, 1992, the Securities and Exchange Commission is an independent public agency under the Securities and Exchange Act B.E. 2535
characteristics of crypto assets (to propose to Ministry of Finance by Q3/2024) ▪ Revising the Securities and Exchange Act to include investment tokens regulation Strategy 2: Support fundraising through investment