Clause 9 and take steps in the matter shown under (a), (b), (c) and (d) of (1) at all time during which it undertakes derivatives business; (4) The licensee of derivatives business license type Sor-1 which

as interested directors with respect to this matter (collectively, the “Interested Directors”). As a result, such Interested Directors did not attend the meeting nor did they cast votes on such agenda

the company's products are existing projects. There is also a matter of measures for housing loans that were officially adopted in April 2019. Causing the purchasing power and customers' purchasing

the chance of creditors or other persons entitled to such future income, together with an analytical explanation and legal opinion on such matter; (2) in cases where the mutual fund has a policy to

applicant shall not have any of the following characteristics: (a) having a record of contravening a regulation or condition related to securities offering in a significant matter; (b) having been rejected by

://www.mdes.go.th In exercising any right as stated above, you are not required to make any payment. The SEC Office will consider the matter and notify you of the results within 30 days from the receipt of the

not required to make any payment. The SEC Office will consider the matter and notify you of the results within 30 days from the receipt of the request. If your request is declined, the SEC Office will

governing securities and exchange in relation to the matter of auditor in capital market, as requested by the SEC Office; Chapter 3 Termination of Approval and Other Provisions _____________________ Clause 26

as those of the auditors. Being well aware of this fact, the SEC has regularly communicated and emphasized this matter to the stakeholders through various kinds of activities. For example, the SEC

) 6 Litigation Support: Does the firm provide litigation support services? If so, would it involve the estimation by the firm of the likely outcome of the matter that could be material to the amounts