Mr. Winyu Chaiyawan Mr. Winyu Chaiyawan, chief Executive Officer who is responsible for the operation of Thaicredit Retail Bank Public Company Limited (“TCR”), shall be liable for TCR offer for sale
Mr. Chu Yingjay Mr. Chu Yingjay, an Authorized Director of the Company, responsible for the operation of Ronghui International Service Co., Ltd. shall be liable for Ronghui International Service Co
| - |- Guideline on the commencement for operation of securities / derivatives business | - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency
offense under Section 242(1) in conjunction with Section 243(1), subject to the penalties under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA).By allowing Dr
, liable to be offenses pursuant to Section 307, Section 308, Section 311 and Section 313 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 of the Penal Code. The
pursuant to Sections 57, 65, 69, and 72 of Securities and Exchange Act B.E. 2535 (SEA). Eligibility requirements and types of eligible funds 6. The eligibility requirements (Eligibility Requirements) are set
Securities Exchange of Thailand Act B.E. 2517 (1974) and Sections 243 (1),(2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Sections 83 and 91 of the Penal Code. They
Securities Exchange of Thailand Act B.E. 2517 (1974) and Sections 243 (1),(2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Sections 83 and 91 of the Penal Code. They
report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated
of debenture without approval in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); meanwhile, Ornpaphat and Kanyakorn