operators and provide investors with quality, diverse and widespread services; (2) Shareholders? meeting: allowing a shareholders? meeting of a listed company to be held pursuant to the SEC's order and upon
Exchange of Thailand (SET) said, the tremendous development on Corporate Governance has demonstrated SET?s commitment and continuous development. In line with the intention to raise awareness, provide
to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked
provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their
funds, and to provide more information related to the benefits that both employers and employees would obtain from effective investment management, resulting in a sufficient retirement funds for the
the 11 investment consultants were deemed a failure to perform duties or provide services honestly as they sought to gain personal benefits from investors through their job operation, or a violation of
management business, but the Code will provide a clearer guideline for setting a responsible investment policy that will maintain a healthy balance between ethics and earning.?
representation from key industry participants from ASEAN member countries. In addition, the ACMF has partnered with ADB to commission a study to provide input on the ASEAN stock exchange connectivity. The ACMF
, which will serve as a mechanism to motivate the auditors and audit firms to provide better quality auditing service;(3) SEC to be empowered to set professional standards for audit firms and auditors in
cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development