company under (e) or an agreement in the nature of money lending to the company under (e), provided that a fund has already become the shareholder of such company. (4)4 “ infrastructure business ” means the
nature of operation may create conflict of interest, at least it shall separate the units and personnel who contact, solicit, or advise on securities investment to clients from the units and personnel who
Investors should actively monitor the performance of Investee Companies commensurate with the nature of their investments in order to become promptly aware of factors relevant to the value of the Investee
does not constitute an implicit or explicit investment advice. The information provided herein is general in nature and does not constitute an advertisement of financial products in Switzerland pursuant
Baht 200,000. This law is pending a Ministerial Regulation designating the nature and methods of data transmission, as well as the nature and volume of computer data that shall not be deemed a cause of
to the Tender Offeror in Attachment 6. 3. Part 2; Section 1.2 (1) Nature of business operation Original The Tender Offeror’s core business is the production and distribution of public utilities
are required to report annually to maintain Certification. The nature of the reporting is dependent on the issuer and the complexity of underlying assets or projects. We note that alignment with Sector
positions of officers including retirement shall be in accordance with the regulation specified by the SEC. In case where there is reasonable cause, having taken into account of the position and nature of
% of paid-up capital 2) Marco Low Peng Kiat, Dato owned 16 shares or equals to 50% of paid- up capital Nature of business : - Investment in 19 Holding companies - Investment in 14 property business
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...