company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that https://www.sec.or.th/EN/Pages
component for many regulators • But not clear what the policy implication is. • One suggestion may be: Make state regulators simply pay the federal-level SEC for more effective monitoring
. • Corporate governance to enhance value and protect minority shareholders. - Cost of capital reduction. - Reducing monitoring costs. - Information risk, transparency and quality of details. - Capital waste
ethical requirements and quality Performance ? 4 Is the work of all registered auditors in the firm, including partners, subject to quality review from network firm or monitoring unit and appraisal? If yes
investment portfolio 3) implementing the portfolio according to the asset allocation plan 4) monitoring and rebalancing the portfolio 5) providing consolidated
-2565.pdf ชีเ้วลาทีเ่กิดพฤติกรรมผดิปกติ รวมทัง้ ได้พัฒนาระบบ Digital Asset Monitoring ในส่วน offsite model การติดตามข ้อร ้องเรียน เพื่อเพิ่ม ประสิทธิภาพการกากับดูแลผู ้ประกอบธุรกิจสินทรัพย์ ดิจิทัล
been closely monitoring the situations and collaborating with the SET to allow the SET to act and consider adjusting the existing measures to align with the current situations. For example, revising the
Termpittayapaisith said: “As a regulatory agency, SEC plays an important role in supervising and developing the Thai capital market to build market confidence, efficiency and accessibility for all sectors. The capital