Translation (Translation) PAGE (Translation) -45- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By...
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 o...
Microsoft Word - ลำดับที่ 34_39_สธน26-49.DOC (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company _____...
various conditions which would lead to the preparation of share purchase agreement and shareholders’ agreement. However, the Company 3 and the shareholders of S-TREK have not been able to reach an agreement
negotiate various conditions which would lead to the preparation of share purchase agreement and shareholders’ agreement. However, the Company 3 and the shareholders of S-TREK have not been able to reach an
การจัดสรรและ จัดจ าหน่ายหลักทรัพย์ในต่างประเทศ ซึ่งมีความมั่นใจ ในระบบ Chinese wall และการบริหารความขัดแย้งทาง ผลประโยชน์ที่เหมาะสม 8. ข้อก าหนดให้ผู้จัดจ าหน่ายฯ ที่มีส่วนในการก าหนดราคา (lead
ชัดเจนบางสวนแลว คือ บุคคลตาม (1) และ (2) โดยบุคคลดังกลาวประกอบธุรกิจหลักที่เกี่ยวของกับ หลักความไววางใจอยูแลว อีกทั้งยังมีหนวยงานหลัก (Lead regulator) กํากับดแูลการประกอบธุรกิจหลัก อยางใกลชิด
global economies and may lead to economic recession. Meanwhile, managing loan quality and NPL will continue to be major challenges, especially during the economic downturn. However, with a relatively high
or fraud relating to offences against property; (b) having inappropriate management or not complying with law or orders of lead regulator; (c) acting against the law or to gain an unfair advantage; (4
application or the offer for sale of the debt securities has the characteristics or structure in compliance with the rules or conditions for approval under this Notification, but certain facts lead to the