) “Industry Association Guidelines” means guidelines concerning risk management to prevent the use of securities business for money laundering and financing of terrorism issued by the Securities Industry
anti-money laundering, including ministerial regulations, notifications, rules, regulations, and other subsidiary legislations; (7) “Industry Association Guidelines” means guidelines concerning risk
” means guidelines concerning risk management to prevent the use of securities business for money laundering and financing of terrorism issued by the Securities Industry Associations, which are approved by
Concerning Granting of Approval for Undertaking Securities Business” means the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) promulgated under the
paragraph of Section 25; (12) “Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business” means the Ministerial Regulation Concerning Granting of Approval for Undertaking
Office of the Securities and Exchange Commission concerning determination of fees for filing, registration and other applications. The Office shall notify the result of the application within thirty days
application fee under the Notification of the Office of the Securities and Exchange Commission concerning determination of fees for filing, registration and other applications. The Office shall notify the
deemed to have the prohibited characteristics under Clause 3(4) of the Notification of the Securities and Exchange Commission concerning the rules on application for and granting of approval to undertake