or lease of real estate, transactions related to assets or services or granting or receipt of financial assistance through receiving or extending loan, guarantee, providing assets as collateral, and

Securities and Exchange Commission 10,13-16 The GPF Witthayu Building 93/1 Wireless Road, Lumpini, Pathumwan, Bangkok 10330. Tel: 0-2695-9999, 0-2263-6499 Fax: 0-2256-7711 www.sec.or.th. Securities and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of...

management integrity, identifying related parties of the potential audit clients, and extending the verification of audit independence to the immediate and close family members of the audit personnel. 20

Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...

earnings strings that are, in turn, rewarded higher prices. It also demonstrates a valuation role of fundamentals in an MBEB phenomenon. Extending the previous set of analyses, the third set of analyses

out policies whereby only the personnel are required to declare their financial interest and employment with other entities, without extending such requirement to the “immediate family member” (i.e

core objective of building a robust foundation for the financial reporting ecosystem, with a special focus on extending the efforts in promoting stakeholders’ better understanding of their roles and the

fund or a capital protected mutual fund? If so, how? (f) What is the financial period of the mutual fund? (2) Questions and answers on provisions of trading and transferring investment units, as follows

securities for making a short sale, including risks arising from depositing money with the securities company where such money will not be protected by the Financial Institutions Development Fund. The

ประกอบการ SMEs ที่ได้รับความ ช่วยเหลือทางภาษ ี 6 Issuer Industry Use of Process Type of Socio- economic outcome Target Population Indicators • จำนวนงานที่เพ่ิมขึ้น หรือ protected through business relief