maintenance of such evidence during the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities
the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities company shall notify its
กองทุน (ทั้งกองทุนรวม กองทุนส่วนบุคคล และกองทุนส ารองเล้ียงชีพ) 1.2 เพื่อใหบ้ริษทัจดัการมีการจดัการลงทุนแบบ putting investors first โดยผลประโยชน์ ของผูล้งทุนตอ้งอยูเ่หนือผลประโยชน์ส่วนตน บริษทั บุคคลท่ี
)..............................................ชื่อสกุล................................................. First name (Mr./Mrs./Miss)…………………………Last name…………………………… (ชื่อ-สกุลเดิม) (ถ้ามี
................................................. First name (Mr./Mrs./Miss)…………………………Last name…………………………… (ชื่อ-สกุลเดิม) (ถ้ามี)............................................................................................................... Former name
)..............................................ชื่อสกุล................................................. First name (Mr./Mrs./Miss)…………………………Last name…………………………… (ชื่อ-สกุลเดิม) (ถ้ามี
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
volume in the first half of the year, along with effective cost management to maintain profit margin as established.