securities clearing house or the central securities depository whose services are dependent with those of the securities clearing house; (3) ability to demand or enforce collateral promptly; (4) sufficient
person including receiving notices, orders, summons or any other document relevant to the applicant, and shall be able to demonstrate that such representative has the ability to perform the assigned duties
. Chapter 3 Qualifications and Additional Prohibited Characteristics of Personnel in the Capital Market Business Clause 13 Personnel in the capital market business shall be persons who [i] have ability and
horizons for individual staff members advance alignment with the interests of beneficiaries and clients. Asset owners may wish to ensure that remuneration frameworks do not unduly constrain their ability to
covered by the interim cash flow statement. This includes the nature and extent of any legal, financial, or economic restrictions on the 19 ability of subsidiaries to transfer funds to the issuer in the
face certain limits on their ability to participate in the governance of the company, including limited influence on board choice and some other key decisions, and do not always receive key information
the type, strength and quality of the encryption algorithm based on a result of risk assessment and the required level of protection on sensitive and critical information. Also, such policy should
㈎ᜎ㔎䠎䐎ℎ䠎ᘎ㤎Ďᔎ䤎ⴎᜀㄎ䤎ᤎ㔎䤎䀀ऎḎ㈎『䌎ᤎĎ⌎ጎ㔎ᜎ㔎䠎ᰎ㤎䤎ᬎ⌎『Ďⴎᨎ㠎⌎Ď㐎ࠎ䀎ᬎ䜎ᤎᨎ⌎㐎⤎ㄎᜎࠎㄎᐎĎ㈎⌎㰎⼀瀀㸀ഀ㰀瀀㸀⠀㈀⤀숀 ผู้รับประกันภัยต้องได้รับการจัดอันดับความแข็งแกร่งทางการเงิน (financial strength rating) ในครั้งล่าสุดในอันดับและจาก
controls and key management for protection of sensitive and critical information. Additional Guidelines 1. The policy under Clause 8(2) should address the type, strength and quality of the encryption
better in the context of today’s dynamic cross-border capital movements. In recognizing the importance of a strong capital market and its ability to function as a main pillar for driving forward the