case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and experience regarding
, knowledge, understanding and experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening
Qualifying CIS as prescribed in Appendix C : Standards of Qualifying CIS of the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public Offers of ASEAN Collective Investment
World Federation of Exchanges – WFE และ หนวยงานกํากบัดูแลตลาดทนุของ home exchange (home regulator) ตองเปนภาคีใน IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Co-operation
financial statements to get complete details and understanding. The consolidated financials are based on the elimination of intra-company (or intra-business segment) transactions. For this reason, the total
Securities Commissions (“IOSCO”) โดยหน่วยงานดังกล่าว ต้องเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (MMOU
บริษัทฯ รวมกับมหาวิทยาลัยธรรมศาสตร บริษัท นวนคร จํากัด (มหาชน) และ บริษัท เอแอลที เทเลคอม จํากัด (มหาชน) ไดรวมกันลงนามบันทึกขอตกลงความรวมมือ (Memorandum of Understanding: “MOU”) “โครงการ District 9
financial statements to get complete details and understanding. The consolidated financials are based on the elimination of intra-company (or intra-business segment transactions. For this reason, the total of
investors always read the MD&A together with the published financial statements to get complete details and understanding. The consolidated financials are based on the elimination of intra-company (or intra
note that the contents added in brackets [….] have only been provided in the English version for clearer understanding