Bangkok, June 23, 2011 ? The SEC has suspended two investor contacts Meaunchit Limpodom of Siam City Securities Co., Ltd., and Kruawan Rittiwong of United Securities Plc., for six months and one year
Bangkok, August 5, 2009 ? The SEC imposed sanctions on two investor contacts for non-compliance with professional standards of conduct. In the case of Pimon Raksurong, former marketing officer of
Bangkok, August 26, 2009 ? The SEC revoked its approval for the investor contact status of Napasanan Warapichayodai, former marketing officer at Merchant Partners Securities Public Co., Ltd., for
Bangkok, October 13, 2009 ? The SEC imposed administrative sanctions on three investor contacts on account of interfering with client assets. In the case of Pracha Junake: Following a complaint
Family Investor - ครอบครัวนักลงทุน FB: Family Investor - ครอบครัวนักลงทุน : Unlicensed securities and derivatives business (Disclosure Date : 03/01/2019)
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
RICH GOLD INTERTRADE COMPANY LIMITED : Unlicensed securities and derivatives business (Disclosure Date : 20/01/2020)
Orange Global Invest Company : Unlicensed securities and derivatives business (Disclosure Date : 23/02/2021)