conditions to be exempted. In granting an exemption under Paragraph 1, consideration shall be given to the appropriateness and adequacy of the information to support investment decision making and the measures
measures that are sufficient and a substitute for its non-compliance with the rules or conditions to be exempted. In granting an exemption under Paragraph 1, consideration shall be given to the
-compliance with the rules or conditions to be exempted. In granting an exemption under Paragraph 1, a consideration shall be given to the appropriateness and adequacy of the information to support investment
advertising services, loan, property leasing, etc. 3 Types of relationship or reliance include granting and receiving financial or technical support, raw material procurement, co-use of trademark, etc. - 5
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ - 21 - (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FORM 56-1 Annual Registration Statement For the financial year ending DATE MONTH YEAR Company: ............................................................................................... Note : This annual registration statement (Form 56-1) contains minimum information required to be discl...
to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of approval under this Act. SECTION 6 All rules, regulations
The SEC and the SEC Office shall issue a notification to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of approval
the Securities Exchange or there occurs a special circumstance and the Securities Exchange needs a financial support from the Fund, the Fund Committee may consider granting such financial support to the
. SECTION 5 The SEC and the SEC Office shall issue a notification to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of
. 21 SECTION 69. The SEC Office shall consult the Bank of Thailand prior to granting or revoking an approval under Section 67 and Section 68, if the goods underlying the derivatives is bond or treasury