Bangkok, August 4, 2009 ? The SEC suggests that the Stock Exchange of Thailand (SET) separate securities companies? proprietary trading data from that of local institutional investors and exclude the
strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive
DATE Undertaking Stewardship with a focus on climate change & climate-related risks Insights from investors on stewardship and engagement tactics in Asia 1 17 July 2023 The Asia
Origin Property Public Company Limited Origin Property Public Company Limited ("ORI") failed to prepare and submit the result of the bonds sale report for institutional investors (II) to
Miss Keswarang Sawatdipan Miss Keswarang Sawatdipan dishonestly deceived the investors by asserting false statements to make invetors believe that she was licensed to operate a derivatives business
allowed to specify the proportion of shares to be allocated to certain groups of investors as deemed appropriate since their target groups of investors may be different, the disclosure of allocation method
The SEC approved rules on undertaking derivatives fund management business for derivatives fund mangers who provide services to the general investors, mutual funds, private funds, and provident funds
Bangkok, February 17, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General said that ?From Monday 17 February, 2014, investors and general public can simply dial 1207 to call the SEC for information
some of its regulations for offers via private placement to related parties or investors who can look after themselves. The offers will be permitted as public offerings, with an exemption of duties for