holders, there shall be examination on the applicants for registration, and to act in accordance with the restrictions of transfer that have already been registered by the SEC Office; (2) to appoint a sukuk
shall appoint a board of directors comprising the chairman of the board, executive directors, and independent directors, who have knowledge of and experience in the capital market or knowledge and
financial statements or reports relating to financial and non-financial information. Clause 26 The applicant shall appoint a local representative in Thailand for the purpose of coordinating and contacting any
power to appoint an audit committee, ad hoc sub-committees to perform specific assignments, and sub-committees to consider and give advice on the issuance of rules and regulations. The Board also has the
the Bank of Thailand, and the Secretary-General as members. The Secretary-General shall appoint an officer of the SEC Office as Secretary. The members under the first paragraph may assign a subordinate
appointed within 60 days. Members of the Board who retire upon the expiration of the term of office may be re-appointed for another term. The SEC Board has the power to appoint the Audit Committee, ad hoc sub
offer for all securities of the Company by virtue of the resolution of the shareholders’ meeting of the Company (Whitewash); and 3) to appoint an independent financial advisor (IFA) to give an opinion on
publication in the Government Gazette. SECTION 8. The Minister of Finance shall be in charge of this Act and shall have the power to issue notifications and appoint competent officials to perform duties under
publication in the Government Gazette. SECTION 8 . The Minister of Finance shall be in charge of this Act and shall have the power to issue notifications and appoint competent officials to perform duties under
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...