Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...
where the securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3) 2 provide a written contract or
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a written contract or
protected fund) เนืองจากเป็นกองทุนรวม ประเภท term fund 3) กองทุนรวมประเภทกองทุนรวมหุ้นระยะยาว (LTF) และกองทุนรวมเพือการเลีGยงชีพ (RMF) ทีไดรั้บผลประโยชน์ดา้นการลดหยอ่นภาษี ใหจ้ดัรวมเป็นกองทุนรวมประเภทต่าง ๆ
ตามแผน 30% สถานะ ร้อยละของ ความส าเร็จ โครงการ (initiatives) 2. ศึกษาผลิตภัณฑ์การลงทุนที่เหมาะกับประชาชนในวงกว้าง เช่น principal protected investment 10% 1. ส่งเสริมการลงทุนอย่างมีคุณภาพ ผ่านบริการจัด
fund or a capital protected mutual fund? If so, how? (f) What is the financial period of the mutual fund? (2) Questions and answers on provisions of trading and transferring investment units, as follows
securities for making a short sale, including risks arising from depositing money with the securities company where such money will not be protected by the Financial Institutions Development Fund. The