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securities business pursuant to the Securities and Exchange Act of 1992. His action was in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years
and guidelines for overseeing risk management and management of digital wallets and keys as well as communication to clarify such policy, action plans and procedures, work supervision and internal
Section 83 and Section 86 of the Criminal Code, as the case may be. Therefore, SEC has filed a criminal complaint against the said persons for ECSD to consider further legal action. Concurrently, SEC has
with Section 83 of the Criminal Code. According to the Fifth Amendment of the Securities and Exchange Act in 2016 (B.E. 2559), the action of share manipulation is still the offense under Section 244/3
actions were deemed to be a public frauds under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06
Investor Group on Climate Change (AIGCC) is an initiative to create awareness and encourage action among Asia’s asset owners and financial institutions about the risks and opportunities associated with
ICAPs Expectations Ladder_July 2023 EXPECTATIONS LADDER INVESTOR CLIMATE ACTION PLANS (ICAPs) JULY 2023 https://theinvestoragenda.org/ https://www.cdp.net/en https://www.ceres.org/homepage https
the related parties to clarify or take necessary action. If the complainant does not wish to disclose such information, the SEC may not be able to proceed with the complaint; ● The SEC cannot disclose