Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the

further appropriate action can be taken in time.?                           ______________________________  *Failure to perform duties honestly under Clause 23(1) and failure to perform duties

understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA

investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as

liable to collusion to commit a fraud and failure to perform duties with responsibility, discretion and integrity. NMG subsequently suffered damage from their violation or failure to perform duties

Inquiry Official Dated 01/12/2017 Mr.Kitisan Mookdee Mr.Kitisan Mookdee, a managing director responsible for the operation of K.C. Property Public Company Limited (KC), shall be liable for KC?s failure to

, a managing director responsible for the operation of K.C. Property Public Company Limited (KC), shall be liable for KC?s failure to prepare and submit the http://market.sec.or.th/public/idisc/en

failure to comply with the SEC?s order, the company and its responsible management are liable to violation of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992) with penalties under Section

Bangkok, 19 October 2017, The SEC has notified Group Lease Public Company Limited (GL) that failure to correct its financial statements promptly may be deemed a misconduct in violation of the

covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of