may pursue civil proceedings to obtain a compensation. In any case, financial advisers and legal advisers must comply with their respective professional standards, and failure to do so would subject
loyalty; (2) performing duties with responsibility and deliberation as a professional and treating each investor with fairness, carefulness and circumspection by taking into account the interest of
business case for the value of good corporate governance among companies, board members, gatekeepers, share- holders and other interested parties, such as professional associations. Recommendations: Good
directors and senior management. B. Corporate Secretary 1. Provide the name, professional qualifications and address of the secretary of the issuer (if any). C. Advisers 1. Provide the names and addresses of
guidelines of financial advisor which are precise, reliable, secure and sufficient to ensure that the functions of financial advisor shall be performed in accordance with the professional standards and ethics
prior to the date of filing the application with the SEC Office; (f) not being or having been a provider of professional services, which includes serving as a legal advisor or financial advisor being paid
professional principle. “appraisal company in capital market” means a juristic person having normal business purpose to value any asset and wish to contribute appraisal services for capital market transaction
professional advice after a thorough examination of the particular situation. British Library Cataloguing in Publication Data ISBN 978-1-907387-13-5 © International Corporate Governance Network 2 ICGN Guidance
limitations of direct investment in other securities ● Provide tools or professional service providers to ensure that target investors understand risk and return of investment in the capital market and are able
Microsoft Word - Commitment_KFF21H.docx ขอ้ผูกพนักองทุนเปิดเค ตราสารหนี ต่างประเทศ 2021I 1 ขอ้ผกูพนัระหว่างผูถื้อหน่วยลงทนุและบริษทัจดัการ 1. บรษิทัจดัการ : ชื#อ : บริษัท หลกัทรพัยจ์ดัการกองทุนกสิกรไทย จาํกดั ที#อยู ่(ภาษาไทย) : 400/22 อาคารธนาคารกสิกรไทย ชัน 6 และ 12 ถนนพหลโยธิน แขวงสามเสนใน เขตพญาไท กรุงเทพฯ 10400 โทรศพัท ์0 2673 3888 โทรสาร 0 2673 3988 ที#อยู ่(ภาษาองักฤษ) : 400/22 KASIKORNBANK Building, 6th and 12th Floor, Phahon Yothin Road, Samsen Nai, Phaya Thai, Bangkok 10400 Tel. 0 2673...