assets with more volatility is encouraged in order to improve chances of successfully achieving retirement goals.

provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities

comments and suggestions from the focus group consultation in November last year. The draft amendments would also improve market readiness and reduce compliance cost. The essences of the proposed amendments

IOSCO Principles;(2) To revise the regulations for applying for and granting of securities registrar license: The proposed amendments specify and improve the qualifications including capital

with related parties to improve the supervision.”SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related parties and interested persons are

landscape, the SEC has proposed the new rules that will give investors more investing tools in the form of portfolio advisory with execution and program trading while helping intermediaries to improve and

six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________

inconsistent due to different criteria for different types of securities offering, to be in line with the same definition to improve clarity and practicality. The consultation paper is available at https

-General Ruenvadee Suwanmongkol is the only official receives the “Outstanding Digital Organization Leader Award” this year.   “SEC strong advocates on bringing digital technology to improve our services

policies under the SEC Strategic Plan 2020-2022. The 56-1 One Report will not only lighten the burdens on listed companies regarding preparation and submission of annual performance reports, but also improve