protection gap existed in investment adviser regulation.” DATA • Freedom of Information Act: Filed a request for all annual Form ADV filings for investment adviser information. + • SEC Investment Adviser
force Regulation 10 Source: Morningstar Direct complied by RD of Thai SEC as of 31 December 2016. The sample of 199 market wide equity funds exclude those funds investing with specific rules or
enhances greater reputation and loyalty as well as better financial performance and value. ⊷ Finally, the study’s results also demonstrate guidelines the IMT-GT’s regulation setters thus providing benefit to
. When done right, they can improve the welfare of market participants. In permissionless DeFi where identity is not required and financial history less informative, regulation is more challenging. Kanis
cost effectiveness of social media based disclosure, there can be implications for policy makers. • Unbounded by governmental disclosure regulation, the firm can strategically disclose any information
The 1st SEC Thailand International Digital Asset Webinar “Policy Implication for Digital Asset Regulation: A Peek at Global Movements” วันจันทร์ที่ 1 พฤศจิกายน 2564 เวลา 20.05 – 20.50 น. “สัมภาษณ์สด
to prevent misuse of digital assets as a tool to commit crime Currently, there are no licensing regulation for digital asset custodial wallet providers in Thailand. Thus, a digital asset business
SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment The BOT and the SEC previously discussed and reviewed the benefits
Anti-corruption AGM FAQ News/Events FAQ Board roles and responsibilities One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Rules/Regulation