of 100,000 baht to earn 5 percent return in six months and promised to repay the principal and generate the guaranteed returns gradually every 30 days until the investment contract expires. Such
Miss Pichaya Krimwongrat During the period of 12 July 2017 to 17 January 2018 Miss Pichaya Krimwongrat colluded with others to manipulate the stock price of Principal Capital PCL (PRINC) by placing
found that Bantherngsak gave the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund
the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk
extension of the bond maturity date for a period of one year and six months; Agenda item 2: Consideration for approval of a partial repayment of the principal by reducing the face value per unit by not
financial advisor - - - - - - Valuation Company - - - - - - Principal Valuer - - - - - - Grand Total 0 0 3 0 5 10 /3 In 2020, there were 2 investment consultants imposed administrative sanction as Investment
date for determining the underlying value: Guarantee/collateral: Method of redemption: Physical Cash Physical or Cash Etc. …… Principal protection at maturity date: Offering price: Condition for
financial assistance is Baht 42,046,735.08 with interest at 5.5% per annum and with 2-year term. FP, MHNK Bespoke and Verita shall pay the principal within 2020. Value and Size of the Transaction Principal
rate of 2% per annum as follows: 1. A loan by the disbursement of advance payments in the amount of THB 80 million, whereby GSC has received the principal repayment and will collect payment of interest
and the total sum of principal and interest shall be Baht 54,569,347.12. 4. Total value and criteria used in determining a transaction’s total value The total amount of financial assistance to connected