discharge of the responsibilities allocated to them, and having honest behaviors without notorious background. In case the personnel under the first paragraph are required to obtain an approval from the SEC
acquisitions. 6. If the issuer intends to use any material part of the proceeds to discharge, reduce or retire other indebtedness, provide information about the interest rate and maturity of that indebtedness
แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ Form 69-FD-MTN Form 69-FD-MTN : Use for Offers for Sales of Debt Securities under Medium Term Note Program (MTN Program) Part 1 : Form 69-FD-BASE is the initial submission of the registration statement. Part 2 : Form 69-FD-PRICING is the pricing supplement with reference to information in Part 1: Form 69-FD-BASE, and the updated information in Part 3: Form 69-FD-SUPPLEMENT Part 3 : Form 69-FD-SUPPLEMENT is the updated information in case the material event...
of securities in the portion which has not been offered or subscribed yet, and discharge the approval without any effect on the offer of securities that have been sold or subscribed. Clause 12 In case
the gap between household savings and investment in the real economy. As a consequence, good corporate governance will reassure shareholders and other stakeholders that their rights are protected and
severity and any delays in resolving them would reflect poorly on the ability of firm leaders to discharge their responsibilities successfully, resulting in the SEC lowering the score of their TSQC1 element
handling of whistleblowing complaints, including the investigation, any remedial action, and reporting to the board. 6.5.3 The board should ensure that whistleblowers are protected from retaliation as a
been kept in custody of a securities company shall not be protected under the measures of protection of the Financial Institutions Development Fund; (3) provide a contract or an agreement on the custody
been kept in custody of a securities company shall not be protected under the measures of protection of the Financial Institutions Development Fund; 1As added by the notification of the Securities and
จัดการกองทุนรวมมีประกัน (guaranteed fund) กองทุนรวมคุ้มครอง เงินต้น (capital protected fund) กองทุนรวมที่มีการกระจายการลงทุนน้อยกว่าเกณฑ์มาตรฐาน (specific fund) กองทุนรวมดัชนี (index fund) และกองทุนรวมอีที