Covered Fund. Remark: Form 69 – CIS full forms an integral part of Form 35 – HK-TH MRF . CIS Operator is required to complete Form 69 – CIS full and submit it as part of the required documents for an
offerings in Thailand. Remark : Form 69 – CIS full forms an integral part of Form 35 – NRI CIS and Form 35 - retail ASEAN CIS . CIS Operator is required to complete Form 69 – CIS full and submit
an approval under this Chapter shall comply with conditions prescribed in this Part: (1) complete an offer for sale of securities within the following periods: 9 (a) an offer for sale of newly issued
Filing of the Registration Statement, Registration, and Other Applications when the application and the evidentiary documentation are accurate and complete in accordance with the Licensing Manual for the
which the SEC Office receives the application and supplementary documents in full according to the Licensing Manual for the Public. The Securities and Exchange Commission shall complete its consideration
accuracy and completeness of the submitted documents in Clause 15; - If accurate and complete, the applicant pays the application fee and submits the payment evidence to 1 day The SEC Office (Unofficial
/2561 Re: Preparation of Report on Changes in the Securities and Derivatives Holding of Directors, Executives, Auditors, Plan Preparers and Plan Administrators carefully to ensure complete and accurate
supplementary documents are true and complete and do not contain any false statement or omit any fact that should have been expressly disclosed in material respects; (b) I hereby acknowledge and give my
Notification of the SEC Office. Clause 12 Upon receipt of the accurate and complete application together with supporting evidentiary documentation according to the Manual for the Public, the SEC Office shall