account opening application. Reasonable processes shall be established to ensure that the client is the same person as the one appearing in the documentation in support of the application, and verify the
: (1) perform due diligence, screen legitimate ICOs from scams, screen deals for viability and digital token distribution structure; (2) verify source code / smart contract against white paper; (3
. Check and balance system. By appointing a person who will monitor and inspect for the misuse of the client’s assets such as: 3.1 Compliance or other assigned person who will inspect and verify the
the misuse of the client’s assets such as: 3.1 Compliance or other assigned person who will inspect and verify the movement of money and assets of the fund, and approve money and asset transferring for
is using the online service; 2. the management company has an operating system to verify the identity of the investor; (d) security system for customer information and other important information
between the investor and the investor contact person when the investor is using the online service; 2. the management company has an operating system to verify the identity of the investor; (d) security
is found and shall record the cause of each correction. Clause 14 A securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the
securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the records of clients’ assets as prepared by the securities company. For the