Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered
listed companies on the Stock Exchange of Thailand (SET).Ms. Jantima Phienveja holds a Bachelor of Laws (LLB) and a Master of Laws (LLM) from Thammasat University and a Barrister at Law of the Thai Bar
sustainable development of Thai capital market through a number of measures and implementations. The CG Thailand website has been developed to provide listed firms and investors with a single point of access to
, issuers, selling agents and investors. Their participation will be vital to enhance linkages between the Thai and global capital markets and thus uplift Thai capital market development. SEC Secretary
Sithi-Amnuai along with executives and representatives from 38 securities firms, held a joint meeting to discuss and exchange views on guidelines for building trust and confidence in the Thai capital
Bangkok, April 8, 2015 ? The SEC notified Thai Industrial & Engineering Service Plc. (TIES) to rectify its 2014 financial statements. TIES has to file with the SEC and publicly disclose its rectified
Bangkok, February 13, 2015 ? The SEC organized the seminar ?Challenges of audit committees in reviewing financial and non-financial information? to provide a venue for discussion and exchange views
Bangkok, 19 September 2016 ? The SEC is seeking public comments on the proposed revision to the disclosure of information in the prospectus and fact sheet of retail mutual funds to present a clearer
Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital
SEC Research Department, the National Institute of Development Administration (NIDA) and Morningstar Research (Thailand) Ltd. All of the studies aim to provide a better understanding of investors