securities has complied with the rules regarding the application for approval to offer for sale of newly issued shares or the filing of the registration statement and draft prospectus; 13 (4) to educate
Securities and Exchange Commission 10,13-16 The GPF Witthayu Building 93/1 Wireless Road, Lumpini, Pathumwan, Bangkok 10330. Tel: 0-2695-9999, 0-2263-6499 Fax: 0-2256-7711 www.sec.or.th. Securities and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of...
Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
groundwater recharge or water filtration. Thus, a pre-existing wetland may be protected or enhanced to improve water quality as a natural feature, while a designed “new” wetland built as an adjunct to a water
where the securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3) 2 provide a written contract or
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a written contract or
protected fund) เนืองจากเป็นกองทุนรวม ประเภท term fund 3) กองทุนรวมประเภทกองทุนรวมหุ้นระยะยาว (LTF) และกองทุนรวมเพือการเลีGยงชีพ (RMF) ทีไดรั้บผลประโยชน์ดา้นการลดหยอ่นภาษี ใหจ้ดัรวมเป็นกองทุนรวมประเภทต่าง ๆ
was the financial literacy development with an aim to educate the public and investors on capital market investment and investor rights protection as well as to establish the robust foundation of the
checklists will be further refined for better effectiveness and ensure important issues are covered. The guidelines will also be developed into case studies to educate staff. • We reviewed standards and