Securities Borrowing and Lending Business : SBL Securities Finance Derivatives Agent Derivatives Dealer Stock Exchange Derivatives Exchange Derivatives Clearing House Securities Registrar TSD Association of
Securities Borrowing and Lending Business : SBL Securities Finance Derivatives Agent Derivatives Dealer Stock Exchange Derivatives Exchange Derivatives Clearing House Securities Registrar TSD Association of
ตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้านอกจากที่กำหนดให้แสดงไว้ในรายการที่ 1.1.1 – 1.1.2 เช่น รายได้จากการเป็นตัวแทนในการรับซื้อหลักทรัพย์ (Tender offer agent) เป็นต้น ทั้งนี้ ไม่รวมถึง ค่านายหน้าหรือผลตอบแทนจาก
ใน (Internal) 3 I. INTRODUCTION Imperfect capital market: • Agency Theory –Principal vs. Agent Relationship– • E.g. managers vs. shareholders/ shareholders vs. debtholders/ among shareholders
Securities Borrowing and Lending Business : SBL Securities Finance Derivatives Agent Derivatives Dealer Stock Exchange Derivatives Exchange Derivatives Clearing House Securities Registrar TSD Association of
Securities Borrowing and Lending Business : SBL Securities Finance Derivatives Agent Derivatives Dealer Stock Exchange Derivatives Exchange Derivatives Clearing House Securities Registrar TSD Association of
Securities Borrowing and Lending Business : SBL Securities Finance Derivatives Agent Derivatives Dealer Stock Exchange Derivatives Exchange Derivatives Clearing House Securities Registrar TSD Association of
Securities Borrowing and Lending Business : SBL Securities Finance Derivatives Agent Derivatives Dealer Stock Exchange Derivatives Exchange Derivatives Clearing House Securities Registrar TSD Association of
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives