Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives

Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives