representative of IOSCO to be a member of International Financial Reporting Standards (“IFRS”) Advisory Council for 2015-2017. The IFRS Advisory Council is a formal advisory body to the International Accounting
network connectivity for our AEC+3 customers per our current business direction, focusing on growth in the Asian region. KBank has expanded branches and representative offices within AEC so as to respond to
When an intermediary has already entered into the transaction as prescribed in Clause 22, it shall disclose adequately and appropriately such transaction to a client or a representative of the client
When an intermediary has already entered into the transaction as prescribed in Clause 22, it shall disclose adequately and appropriately such transaction to a client or a representative of the client
When an intermediary has already entered into the transaction as prescribed in Clause 22, it shall disclose adequately and appropriately such transaction to a client or a representative of the client
operations in People’s Republic of China, Lao People's Democratic Republic and the Kingdom of Cambodia as well as upgrading the representative offices in the Socialist Republic of Vietnam and the Republic of
November 2012, the SEC inspectors participated in a workshop held by the US Public Company Accounting Oversight Board (US PCAOB) in the United States. • The SEC assigned a representative to Committee1 under
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
such as mutual funds or exchange-traded funds (ETFs) an attractive choice for individual investors. In doing so, we delegate the task of investment management to experts who, for a fee, select a handful