provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their

funds, and to provide more information related to the benefits that both employers and employees would obtain from effective investment management, resulting in a sufficient retirement funds for the

the 11 investment consultants were deemed a failure to perform duties or provide services honestly as they sought to gain personal benefits from investors through their job operation, or a violation of

management business, but the Code will provide a clearer guideline for setting a responsible investment policy that will maintain a healthy balance between ethics and earning.?

representation from key industry participants from ASEAN member countries. In addition, the ACMF has partnered with ADB to commission a study to provide input on the ASEAN stock exchange connectivity. The ACMF

, which will serve as a mechanism to motivate the auditors and audit firms to provide better quality auditing service;(3)  SEC to be empowered to set professional standards for audit firms and auditors in

cooperation of SEC,  considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development

analysis to provide appropriate services that are accessible and suitable for investors’ needs. SEC has also launched the Wealth Tech Project using robo advisor and/or AI for investment analysis and

services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal

categories based on their significance. For the first category, business operators may undertake other businesses in general on the condition that they provide the SEC with information regarding compliance