leaving the regulatory sandbox upon or before expiration. (3) specifying a limited scope of operation to alleviate material impacts or damage on investors or the overall capital market, for example, limited
10/1. In applying for license, if the applicant requests to restrict the scope of its securities borrowing and lending business in any way, then after license has been given,, the business operator
applicant requests to restrict the scope of its securities borrowing and lending business in any way, then 11 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re
applying for license, if the applicant requests to restrict the scope of its securities borrowing and lending business in any way, then 11 As added by the Notification of the Securities and Exchange
law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that provides services within the scope approved for
provides services within the scope approved for such derivatives broker. “Online Branch Office” means a derivatives broker’s branch office in Thailand that provides services through computer and limit its
/Net Tangible Assets = 87.43 million baht / 5,195.78 million baht = 1.68 % of NTA 6. The Characteristics and scope of the interest of the connected persons to enter to the connected transaction. This
Transaction : = Value of Transaction/Net Tangible Assets = 100.18 million baht / 5,195.78 million baht = 1.93 % of NTA 6. The Characteristics and scope of the interest of the connected persons to enter to the
baht = 1.78 % of NTA 4. The Characteristics and scope of the interest of the connected persons to enter to the connected transaction. This transaction is considered as the connected transaction regarding