banking or law on business of financial; (6) “securities company” means any securities company under the law governing securities and exchange; (7) “company” means a limited company or a public limited
remain in force, to the extent that those notifications do not contravene the provisions of this Ministerial Regulation, until the notifications governing the similar matters are promulgated under this
of clients ; (2) operating in a manner that does not cause any obstacle to compliance with the governing laws or related regulations of the authority or affect the supervisory efficiency of the
; (2) operating in a manner that does not cause any obstacle to compliance with the governing laws or related regulations of the authority or affect the supervisory efficiency of the intermediary or the
denominated in foreign currencies. An offer for sale of newly issued bonds with the following characteristics shall comply with the governing rules as prescribed in each of the Notification of the Capital
statutory auditor. 3-4 How should differences in the sector, geography, governing laws and environmental policies be reflected when defining the ambition of SPTs? The issuer should select ambitious KPIs and
Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction
issue of political independence of the securities supervisor through the creation of a formal governing body (a board, council, or commission) whose members are given fixed terms of appointment. If the